Capital One Associate - Operational Risk Specialist - Third Party Management Validations in Richmond, Virginia
West Creek 3 (12073), United States of America, Richmond, Virginia
At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.
Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.
Associate - Operational Risk Specialist - Third Party Management Validations
Capital One is seeking an energetic, self-motivated Senior Risk Associate to join the
Operational Risk Management Validation team second line-of-defense. The ORM
Validation Team is a dedicated group of professionals focused on developing and
executing second line-of-defense oversight responsibilities for Capital One.
The Risk Associate will perform professional validation work that supports the
Third Party Management policy and supporting standards within Capital One in alignment
with the Risk Framework. This resource will help identify potential risks and assess the
quality and adherence of outlined standards.
This position will be expected to conduct control testing, document testing results,
prepare work papers to evidence testing methods, and draft final reports for customers
to summarize testing results. This associate will be responsible for building and
maintaining relationships with our business partners while adhering to the highest
ethical standards required for independent validation. Success in this position will rely
heavily on working with other team members, being able to identify and execute
strategies to build and improve processes, being able to analyze data from a variety of
sources and to independently identify risk through undefined processes or ways that are
-Perform testing to ensure overall governance and oversight are being adhered to
according to standards and guidance.
-Ensure issues are properly reported to business areas and remediated appropriately to
reduce outstanding risk or performance breakdowns
-Perform and support detailed data analysis to include trending, problem identification,
and development/completion of remediation projects
-Identify emerging risks, process improvements, or areas for increased training through
the analysis of testing results
-Manage work across organizational lines to achieve results and manage competing
-Support procedure reviews and document updates
-Develop communications (written and presented) to support findings
-Assist with compiling metrics
-Provide effective challenge to the business where appropriate
-Bachelor's Degree or military experience
-At least 1 year of audit or risk management experience
-At least 1 year testing and quality assurance experience
-Bachelor’s Degree in Auditing, Accounting, Finance, Economics, Information Systems
or Business Administration
-At least 2 years of risk management experience
-Project management experience
-Certified or working toward a professional certification in audit or risk management
-Demonstrated problem-solving and analysis skills with attention to detail
-Strong team and partnering skills and flexibility
-Excellent written and verbal communication skills
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.